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Filing Details

Accession Number:: 0001209191-17-011787
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-16 21:02:26
Reporting Period:: 2017-02-14

Filing Date:: 2017-02-16
Accepted Time:: 2017-02-16 21:02:26
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1364250	Douglas Emmett Inc	DEI	Real Estate Investment Trusts (6798)	203073047

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1378407	A Dan Emmett	808 Wilshire Boulevard Suite 200 Santa Monica CA 90401	Chairman Of The Board	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-02-14	6,000	$39.21	1,721,803	No	4	S	Indirect	See footnote 9.
Common Stock	Disposition	2017-02-14	26,538	$39.22	1,695,265	No	4	S	Indirect	See footnote 9.
Common Stock	Disposition	2017-02-16	42,513	$39.12	1,652,752	No	4	S	Indirect	See footnote 9.
Common Stock	Disposition	2017-02-16	70,405	$39.14	1,582,347	No	4	S	Indirect	See footnote 9.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote 9.
No	4	S	Indirect	See footnote 9.
No	4	S	Indirect	See footnote 9.
No	4	S	Indirect	See footnote 9.

Footnotes

The aggregate number of shares (the "Shares") of Issuer's common stock sold by the Daniel W. Emmett Living Trust on the same day at different prices. The Reporting Person is a trustee of such trust and has sole voting and dispositive control over such Shares but disclaims beneficial interest therein.
Represents the weighted average sales price. The Shares were sold at prices ranging from $39.17 to $39.26 per share. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission Staff (the "Staff"), Issuer or any security holder, upon request.
The aggregate number of Shares sold by the Reporting Person on the same day at different prices.
Represents the weighted average sales price. Shares were sold at prices ranging from $39.17 to $39.285 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
Represents the weighted average sales price. The Shares were sold at prices ranging from $39.05 to $39.39 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
Such sale was effected pursuant to a Rule 10b5-1 trading plan entered into by the Dan A. Emmett Revocable Trust (the "Trust") as of November 23, 2016.
Represents the weighted average sales price. The Shares were sold at prices ranging from $39.02 to $39.44 per share. Full information regarding the number of Shares sold at each price shall be provided to the Staff, Issuer or any security holder, upon request.
Following the sales reported herein, Reporting Person continues to beneficially own 5,650,062 common stock equivalents, including common stock of Issuer, partnership common units ("OP Units") of Douglas Emmett Partnership, LP (the "Operating Partnership"), and long term incentive plan units ("LTIP Units") of the Operating Partnership. Upon vesting and certain additional criteria, each LTIP Unit can be converted into one OP Unit. Upon the occurrence of certain events, OP Units are redeemable by the holder, without consideration, for an equivalent number of Shares or for the cash value of such Shares, at Issuer's option.
Shares beneficially owned include (i) an aggregate of 1,582,347 Shares owned by the Trust, and (ii) 66,000 Shares owned by certain trusts f/b/o Reporting Person's children of which Reporting Person is a trustee with sole voting and dispositive power but disclaims beneficial ownership therein. Derivative securities beneficially owned include (i) 4,057,770 OP Units, including 810,126 OP Units held by trusts f/b/o Reporting Person's spouse and children of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein; (ii) 6,689 LTIP Units granted pursuant to Issuer's 2006 Omnibus Stock Incentive Plan, as amended; and (iii) 3,256 LTIP Units granted pursuant to Issuer's 2016 Omnibus Stock Incentive Plan. Issuer is the sole stockholder of the general partner of the Operating Partnership.