Filing Details
- Accession Number:
- 0001343837-17-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 18:13:33
- Reporting Period:
- 2017-02-16
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 18:13:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
820318 | Ii-Vi Inc | IIVI | Optical Instruments & Lenses (3827) | 251214948 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343837 | Jr D Vincent Mattera | C/O Ii-Vi Incorporated 375 Saxonburg Blvd Saxonburg PA 16056 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-16 | 7,000 | $13.89 | 228,986 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-16 | 7,000 | $39.05 | 221,986 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (Right to Buy) | Disposition | 2017-02-16 | 7,000 | $0.00 | 7,000 | $13.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-08-11 | No | 4 | M | Direct |
Footnotes
- Represents the weighted average of multiple sales transactions ranging in price from $39.05 to $39.10. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
- The options previously were reported as covering 3,500 shares at an exercise price of $27.77 per share but were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
- The options vested in five equal annual installments beginning on August 11, 2008.