Filing Details
- Accession Number:
- 0001577791-17-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 17:51:25
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 17:51:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1577791 | Fifth Street Senior Floating Rate Corp. | FSFR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200461 | M Leonard Tannenbaum | C/O Fifth Street (Fsfr) 777 West Putnam Avenue, 3Rd Floor Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-15 | 9,188 | $9.05 | 114,332 | No | 4 | P | Indirect | (1) - See below |
Common Stock | Acquisiton | 2017-02-16 | 25,035 | $9.04 | 139,367 | No | 4 | P | Indirect | (1) - See below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | (1) - See below |
No | 4 | P | Indirect | (1) - See below |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,098,784 | Direct | |
Common Stock | 2,677,519 | Indirect | (2) See below |
Common Stock | 10,875 | Indirect | (3) See below |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $8.97 to $9.12; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- This transaction was executed in multiple trades at prices ranging from $8.96 to $9.13; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.