Filing Details
- Accession Number:
- 0001209191-17-011584
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 17:21:34
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 17:21:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364962 | Imperva Inc | IMPV | Services-Prepackaged Software (7372) | 030460133 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1533545 | E. Mark Kraynak | C/O Imperva, Inc. 3400 Bridge Parkway, Suite 200 Redwood Shores CA 94065 | Svp & Gm Of Enterprise Bus. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-15 | 526 | $0.00 | 3,858 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-15 | 909 | $0.00 | 4,767 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-15 | 326 | $0.00 | 5,093 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2017-02-15 | 1,702 | $0.00 | 6,795 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-16 | 1,731 | $46.10 | 5,064 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-02-15 | 937 | $0.00 | 937 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2017-02-15 | 1,500 | $0.00 | 1,500 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2017-02-15 | 515 | $0.00 | 515 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2017-02-15 | 2,725 | $0.00 | 2,725 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2023-02-04 | No | 4 | M | Direct | |
6,000 | 2024-02-03 | No | 4 | M | Direct | |
3,611 | 2026-01-31 | No | 4 | M | Direct | |
8,175 | 2026-01-31 | No | 4 | M | Direct |
Footnotes
- Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II.
- This transaction was effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person.
- Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
- The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.
- The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.