Filing Details
- Accession Number:
- 0001209191-17-011575
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 17:16:22
- Reporting Period:
- 2017-02-14
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 17:16:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207371 | W Jeffery Yabuki | 255 Fiserv Drive Brookfield WI 53045 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-14 | 51,652 | $27.11 | 336,646 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-14 | 32,051 | $110.10 | 304,595 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-02-14 | 190,548 | $27.11 | 495,143 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-14 | 118,170 | $110.05 | 376,973 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-15 | 36,000 | $110.78 | 340,973 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-14 | 51,652 | $0.00 | 51,652 | $27.11 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-14 | 190,548 | $0.00 | 190,548 | $27.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-27 | 2018-02-27 | No | 4 | M | Direct |
| 0 | 2009-02-27 | 2018-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 60,214 | Indirect | By Trust |
Footnotes
- Reflects payment of exercise price and tax liability by withholding securities incident to exercise of stock options.
- This transaction was executed in multiple trades at prices ranging from $110.55 to $111.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- By the Yabuki Family Foundation of which Mr. Yabuki serves as trustee.
- This option vested in full on February 27, 2011.
- The option vested in three equal installments on February 27, 2009, 2010 and 2011.
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