Filing Details
- Accession Number:
- 0001437749-17-002705
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 17:11:10
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 17:11:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514894 | M Jonathan Orszag | C/O Compass Lexecon 156 West 56Th Street New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-12-01 | 4,203 | $0.00 | 41,288 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 78,812 | Indirect | By Trust |
Footnotes
- Common shares of JMP Group LLC acquired by the Reporting Person on a monthly basis from December 1, 2014 to January 17, 2017 under a dividend reinvestment plan operated by his brokerage firm.