Filing Details
- Accession Number:
- 0001209191-17-011552
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 17:05:53
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 17:05:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849399 | Symantec Corp | SYMC | Services-Prepackaged Software (7372) | 770181864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1679815 | David Michael Fey | 350 Ellis Street Mountain View CA 94043 | President And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-15 | 13,215 | $1.69 | 288,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-15 | 13,215 | $28.55 | 277,786 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-15 | 13,215 | $0.00 | 13,215 | $1.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,215 | 2016-08-01 | 2025-05-22 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $6.73 | 2025-09-09 | 2,601,625 | 2,601,625 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-09-09 | 2,601,625 | 2,601,625 | Direct |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 12, 2016 and amended on November 8, 2016.
- Includes 2,047 shares that were acquired through the 2008 Employee Stock Purchase Plan on February 15, 2017.
- The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
- No transaction is reported. The amount of securities held following the reported transaction is included for information purposes only.
Billionaire Hedge Funds
