Filing Details

Accession Number:
0001209191-17-011538
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-16 17:00:31
Reporting Period:
2017-02-14
Filing Date:
2017-02-16
Accepted Time:
2017-02-16 17:00:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364962 Imperva Inc IMPV Services-Prepackaged Software (7372) 030460133
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1533439 J. Terrence Schmid C/O Imperva, Inc.
3400 Bridge Parkway, Suite 200
Redwood Shores CA 94065
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-14 9,000 $46.24 239 No 4 S Direct
Common Stock Acquisiton 2017-02-15 526 $0.00 765 No 4 M Direct
Common Stock Acquisiton 2017-02-15 1,160 $0.00 1,925 No 4 M Direct
Common Stock Acquisiton 2017-02-15 479 $0.00 2,404 No 4 M Direct
Common Stock Acquisiton 2017-02-15 2,528 $0.00 4,932 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-02-15 937 $0.00 937 $0.00
Common Stock Restricted Stock Units Disposition 2017-02-15 1,875 $0.00 1,875 $0.00
Common Stock Restricted Stock Units Disposition 2017-02-15 766 $0.00 766 $0.00
Common Stock Restricted Stock Units Disposition 2017-02-15 4,050 $0.00 4,050 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2023-02-04 No 4 M Direct
7,500 2024-02-03 No 4 M Direct
5,367 2026-01-31 No 4 M Direct
12,150 2026-01-31 No 4 M Direct
Footnotes
  1. Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $46.15 to $46.30. The reporting person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. Represents the number of shares that were acquired in connection with the net settlement of the restricted stock units listed in Table II.
  3. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer upon vesting.
  4. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2013, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
  5. The Issuer has up to 30 days following vesting to settle. The actual expiration date will be immediately following settlement.
  6. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2014, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting as to 100% of such shares following a change in control of the Issuer.
  7. The restricted stock units vest as follows: 12.5% of the underlying shares vest on February 15, 2017, with the remainder vesting in equal 12.5% installments over the next seven quarters. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the issuer.
  8. The restricted stock units vest as follows: 25% of the underlying shares vest one year following the vesting commencement date of February 15, 2016, with the remaining 75% vesting in equal quarterly installments over the next three years. The restricted stock units are subject to accelerated vesting in the event of a termination of employment of the Reporting Person under certain circumstances following a change in control of the Issuer.