Filing Details
- Accession Number:
- 0001209191-17-011530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 16:57:34
- Reporting Period:
- 2017-02-14
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 16:57:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 981203539 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1697095 | L Karen Burton | C/O Chancery House, 190 Waterside Rd. Hamilton Industrial Park Leicester X0 LE5 1QZ | Vp, Controller & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 0.10 Par Value | Acquisiton | 2017-02-14 | 475 | $30.84 | 9,201 | No | 4 | M | Direct | |
| Ordinary Shares, 0.10 Par Value | Disposition | 2017-02-14 | 475 | $67.69 | 8,726 | No | 4 | S | Direct | |
| Ordinary Shares, 0.10 Par Value | Acquisiton | 2017-02-14 | 500 | $31.87 | 9,226 | No | 4 | M | Direct | |
| Ordinary Shares, 0.10 Par Value | Disposition | 2017-02-14 | 500 | $67.69 | 8,726 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-02-14 | 475 | $0.00 | 475 | $30.84 |
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-02-14 | 500 | $0.00 | 500 | $31.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-21 | No | 4 | M | Direct | |
| 3,300 | 2020-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares, 0.10 Par Value | 318 | Indirect | By 401(k) |
Footnotes
- This exercise and sale of a total of 975 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on December 5, 2016.
- 5,956 of these shares are restricted and vest as follows: 1,300 on May 31, 2017; 1,000 on April 2, 2018; 972 on May 30, 2018; 764 on May 28, 2019; 700 on October 1, 2019 and 1,220 on June 1, 2020.
- Based on closing price of February 14, 2017.
- This option was granted as part of an award of 2,100 ordinary shares, 1,625 of which have previously been exercised.
- This option was granted on May 20, 2010 and is fully vested.
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