Filing Details

Accession Number:
0001209191-17-011424
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-16 16:03:20
Reporting Period:
2017-02-14
Filing Date:
2017-02-16
Accepted Time:
2017-02-16 16:03:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337553 Aerie Pharmaceuticals Inc AERI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202090 M Geoffrey Duyk C/O Tpg Global, Llc
301 Commerce Street, Suite 3300
Fort Worth TX 76102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-14 6,667 $19.50 10,067 No 4 M Direct
Common Stock Disposition 2017-02-14 2,770 $46.95 7,297 No 4 F Direct
Common Stock Acquisiton 2017-02-14 10,000 $32.30 17,297 No 4 M Direct
Common Stock Disposition 2017-02-14 6,880 $46.95 10,417 No 4 F Direct
Common Stock Acquisiton 2017-02-14 13,500 $17.55 23,917 No 4 M Direct
Common Stock Disposition 2017-02-14 5,047 $46.95 18,870 No 4 F Direct
Common Stock Acquisiton 2017-02-14 28,000 $3.15 46,870 No 4 M Direct
Common Stock Disposition 2017-02-14 1,879 $46.95 44,991 No 4 F Direct
Common Stock Disposition 2017-02-14 20,795 $46.46 24,196 No 4 S Direct
Common Stock Disposition 2017-02-15 20,796 $46.81 3,400 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-02-14 6,667 $0.00 6,667 $19.50
Common Stock Stock Option (right to buy) Disposition 2017-02-14 10,000 $0.00 10,000 $32.30
Common Stock Stock Option (right to buy) Disposition 2017-02-14 13,500 $0.00 13,500 $17.55
Common Stock Stock Option (right to buy) Disposition 2017-02-14 28,000 $0.00 28,000 $3.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,333 2026-06-08 No 4 M Direct
0 2025-04-10 No 4 M Direct
0 2024-06-11 No 4 M Direct
0 2023-09-12 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.20 to $47.05, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $46.20 to $47.45, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. This option vested ratably on each of the first eight monthly anniversaries of June 8, 2016 and, subject to the reporting person's continued service on the board of directors of the issuer through the applicable vesting date, is scheduled to vest ratably on each of the following four monthly anniversaries of such date.
  4. This option vested ratably on each of the first 12 monthly anniversaries of April 10, 2015.
  5. This option vested fully on June 11, 2015.
  6. This option vested ratably on each of the first 36 monthly anniversaries of September 12, 2013.