Filing Details
- Accession Number:
- 0000707549-17-000021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 12:54:22
- Reporting Period:
- 2017-02-14
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 12:54:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343600 | Timothy Archer | 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-14 | 20,000 | $29.34 | 93,263 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-14 | 11,361 | $115.47 | 81,902 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-14 | 8,639 | $115.81 | 73,263 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-14 | 20,000 | $29.34 | 20,000 | $29.34 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-16 | 2020-12-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,385 | Indirect | By 401(k) |
Common Stock | 518 | Indirect | By Spouse 401(k) |
Footnotes
- Shares exercised pursuant to 10b5-1 Trading Plan
- Amount reported includes shares subject to unvested Restricted Stock Units.
- Shares sold pursuant to 10b5-1 Trading Plan.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $114.70 to $115.69, inclusive.
- The price reported in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $115.70 to $115.95, inclusive.