Filing Details
- Accession Number:
- 0001209191-17-011313
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-15 21:17:36
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-15
- Accepted Time:
- 2017-02-15 21:17:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1107843 | Qualys Inc. | QLYS | Services-Prepackaged Software (7372) | 770534145 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1254781 | K Bruce Posey | C/O Qualys, Inc. 1600 Bridge Parkway Redwood City CA 94065 | Vp, Gc And Corp. Sec. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-13 | 8,093 | $35.00 | 7,033 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-02-15 | 8,093 | $8.90 | 15,126 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2017-02-15 | 8,093 | $0.00 | 8,093 | $8.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2022-06-06 | No | 4 | M | Direct |
Footnotes
- The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 22, 2016.
- The sale price represents the weighted average price of the shares sold ranging from $35.00 to $35.05 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- The amount of securities beneficially owned following the reported transactions reflects a temporary reduction as of February 13, 2017 and a subsequent exercise of an option by the Reporting Person on February 15, 2017 for a number of shares equal to the disposed securities.
- The option is subject to an early exercise provision and is immediately exercisable. One fourth of the shares subject to the option vested on May 21, 2013 and one forty-eighth of the shares vest monthly thereafter.