Filing Details
- Accession Number:
- 0001467858-17-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-15 20:31:03
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-15
- Accepted Time:
- 2017-02-15 20:31:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1467858 | General Motors Co | GM | Motor Vehicles & Passenger Car Bodies (3711) | 270756180 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569823 | Karl-Thomas Neumann | 300 Renaissance Center M/C: 492-C23-D24 Detroit MI 48265-3000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-13 | 6,229 | $0.00 | 15,755 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-13 | 2,958 | $35.52 | 12,797 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-02-13 | 1,379 | $35.38 | 11,418 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2017-02-13 | 112,128 | $0.00 | 123,546 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-02-13 | 53,239 | $35.52 | 70,307 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-02-14 | 31,079 | $36.71 | 39,228 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2017-02-13 | 6,229 | $0.00 | 6,229 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.
- On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.
- The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.
- The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.