Home > Insider Trading > Filing (0001179110-17-002469)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1259515	Control4 Corp	CTRL	Electronic Components & Accessories (3670)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1582777	Jefferson Dungan	C/O Control4 Corporation 11734 S. Election Road Salt Lake City UT 84020	Svp Bus. Development	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2017-02-14	16,764	$14.71	28,044	No	4	S	Direct
Common Stock	Acquisiton	2017-02-14	4,807	$3.59	32,851	No	4	M	Direct
Common Stock	Disposition	2017-02-14	4,807	$14.87	28,044	No	4	S	Direct
Common Stock	Acquisiton	2017-02-14	4,807	$4.89	32,851	No	4	M	Direct
Common Stock	Disposition	2017-02-14	4,807	$14.87	28,044	No	4	S	Direct
Common Stock	Acquisiton	2017-02-14	9,615	$4.89	37,659	No	4	M	Direct
Common Stock	Disposition	2017-02-14	9,615	$14.87	28,044	No	4	S	Direct
Common Stock	Acquisiton	2017-02-14	5,741	$7.49	33,785	No	4	M	Direct
Common Stock	Disposition	2017-02-14	5,741	$14.87	28,044	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2017-02-14	4,807	$0.00	4,807	$3.59
Common Stock	Stock Option (right to buy)	Disposition	2017-02-14	4,807	$0.00	4,807	$4.89
Common Stock	Stock Option (right to buy)	Disposition	2017-02-14	9,615	$0.00	9,615	$4.89
Common Stock	Stock Option (right to buy)	Disposition	2017-02-14	5,741	$0.00	5,741	$7.49

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-12-10	No	4	M	Direct
0	2018-12-18	No	4	M	Direct
0	2020-01-14	No	4	M	Direct
26,674	2020-07-08	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	25	Indirect	By 401(k) Plan

Footnotes

Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $13.96 per share to $14.78 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $14.00 per share to $15.38 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
Options granted December 11, 2007 are fully vested and exercisable.
Options granted December 19, 2009 are fully vested and exercisable.
Options granted January 15, 2015 are fully vested and exercisable.
Options granted July 9, 2010 are fully vested and exercisable.
On August 9, 2013 the reporting person acquired 25 shares of Common Stock in his 401(k) Plan. Note that this item was inadvertently left off of the Form 4 filed by the reporting person on February 14, 2017.