Filing Details

Accession Number:
0000018230-17-000043
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-15 18:40:21
Reporting Period:
2017-02-14
Filing Date:
2017-02-15
Accepted Time:
2017-02-15 18:40:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1264714 M Daniel Dickinson 100 N.e. Adams Street
Peoria IL 61629
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-14 3,884 $97.90 9,060 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Due to a clerical error, previously filed Forms 4 incorrectly included 1,616 shares of Common Stock of the Issuer among the total shares of Common Stock of the Issuer reported as beneficially owned by Mr. Dickinson.