Home > Insider Trading > Filing (0001611702-17-000016)

Filing Details

Accession Number:: 0001611702-17-000016
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-15 17:58:53
Reporting Period:: 2017-02-13

Filing Date:: 2017-02-15
Accepted Time:: 2017-02-15 17:58:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1611702	Om Asset Management Plc	OMAM	Investment Advice (6282)	981179929

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1620413	K. Daniel Mahoney	Ground Floor Millennium Bridge House 2 Lambeth Hill London X0 EC4V 4GG	Cao/Controller	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Ordinary Shares	Disposition	2017-02-13	211	$14.98	7,755	No	4	S	Direct
Ordinary Shares	Disposition	2017-02-14	127	$14.93	7,628	No	4	S	Direct
Ordinary Shares	Acquisiton	2017-02-15	2,446	$0.00	10,074	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	A	Direct

Footnotes

The shares were sold pursuant to a sales plan adopted by the reporting person and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
Represents shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.88 to $15.10, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.82 to $15.0401, inclusive. The reporting person undertakes to provide to OM Asset Management plc, any security holder of OM Asset Management plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
Consists of a restricted share award issued under the OM Asset Management plc Equity Incentive Plan. The restricted share award vests in equal annual installments over a three-year period with 1/3 of the restricted share award vesting on each of February 15, 2018, February 15, 2019 and February 15, 2020.