Filing Details
- Accession Number:
- 0001209191-17-011091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-15 16:33:46
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-15
- Accepted Time:
- 2017-02-15 16:33:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113232 | Axcelis Technologies Inc | ACLS | Special Industry Machinery, Nec (3559) | 341818596 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1314431 | J Kevin Brewer | C/O Axcelis Technologies, Inc. 108 Cherry Hill Drive Beverly MA 01915 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-13 | 18,876 | $3.72 | 80,512 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-13 | 14,311 | $16.40 | 66,201 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-13 | 1,650 | $16.45 | 64,551 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-02-13 | 2,915 | $16.50 | 61,636 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2017-02-13 | 18,876 | $0.00 | 18,876 | $3.72 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-07-16 | 2019-07-16 | No | 4 | M | Direct |
Footnotes
- Of the shares held as of February 13, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.