Filing Details

Accession Number:
0001140361-17-007651
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-02-15 14:19:31
Reporting Period:
2016-10-27
Filing Date:
2017-02-15
Accepted Time:
2017-02-15 14:19:31
Original Submission Date:
2016-10-27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093672 Peoples Bancorp Of North Carolina Inc PEBK State Commercial Banks (6022) 562132396
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1244172 S James Abernethy 518 West C Street
Newton NC 28658
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-10-27 3,500 $20.77 6,889 No 4 S Indirect # of shares remaining in custodial account for son
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect # of shares remaining in custodial account for son
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2012-03-22 810 $0.00 810 $0.00
Common Stock Restricted Stock Units Acquisiton 2013-05-23 810 $0.00 810 $0.00
Common Stock Restricted Stock Units Acquisiton 2014-02-20 650 $0.00 650 $0.00
Common Stock Restricted Stock Units Acquisiton 2015-02-19 375 $0.00 375 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
810 2017-03-22 No 4 A Direct
810 2017-05-23 No 4 A Direct
650 2017-02-20 No 4 A Direct
375 2019-02-19 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,889 Indirect Cust of Daughter Ashton
Common Stock 6,889 Indirect Cust of Daughter Elizabeth
Common Stock 64,038 Indirect Alexander RR Company
Common Stock 69,557 Direct
Footnotes
  1. The Restricted Stock Units ("RSUs") reported herein were previously reported in Table I on Form 4 or Form 5 filed with the SEC on the applicable grant date or at year end. The purpose of this Amendment is to remove the RSUs from Table I and report them instead in Table II. The revised number of Non-Derivative Securities owned is disclosed in Table I.
  2. Each RSU represents the contingent right to receive either one share of Common Stock or a cash payment equal to the fair market value of one share of Common Stock, in each case upon vesting of the RSU and in accordance with the terms of the RSU Award Agreement.
  3. RSUs granted on 3/22/2012 vest 100% on 3/22/2017. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
  4. RSUs granted on 5/23/2013 vest 100% on 5/23/2017. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
  5. RSUs granted on 2/20/2014 vest 100% on 2/20/2017. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
  6. RSUs granted on 2/19/2015 vest 100% on 2/19/2019. Upon vesting, the reporting person will receive 100% of the RSUs in the form of a cash payment.
  7. No Expiration Date.