Filing Details
- Accession Number:
- 0001493152-17-001623
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-02-15 08:37:16
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-02-15
- Accepted Time:
- 2017-02-15 08:37:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1490636 | Gordmans Stores Inc. | GMAN | Retail-Apparel & Accessory Stores (5600) | 263171987 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1667108 | Ab Management Investment Seb | Sveavagen 8 Stockholm V7 SE-106 40 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-21 | 4,923 | $0.75 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-22 | 6,736 | $0.77 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-22 | 6,736 | $0.77 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-23 | 15,025 | $0.80 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-23 | 15,025 | $0.80 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-25 | 8,231 | $0.75 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-25 | 8,231 | $0.75 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-28 | 15,817 | $0.76 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-28 | 15,817 | $0.76 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-29 | 25,425 | $0.75 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-29 | 25,425 | $0.75 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-30 | 400 | $0.75 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-11-30 | 400 | $0.75 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-12-08 | 24,811 | $0.77 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-12-08 | 24,811 | $0.77 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-12-09 | 16,029 | $0.75 | 0 | No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| Gordmans Stores, Inc. Common Stock | Disposition | 2016-12-09 | 16,029 | $0.75 | 0 | No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| No | 4 | S | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
| No | 4 | S | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Gordmans Stores, Inc. Common Stock | 1,748,375 | Indirect | By SEB SICAV 2 - SEB Listed Private Equity Fund |
| Gordmans Stores, Inc. Common Stock | 663,299 | Indirect | By SEB Alternative Strategies SICAV - SEB Industrial Opportunities |
Footnotes
- The shares of common stock (the "Shares") of Gordmans Stores, Inc., a Delaware corporation (the "Issuer"), reported herein are held by either SEB Alternative Strategies SICAV - SEB Industrial Opportunities ("SEB Alternative Strategies") or SEB SICAV 2 - SEB Listed Private Equity Fund ("SEB Private Equity"), as indicated in Column 7 of Table I for each respective holding or transaction reported. SEB Investment Management AB (the "Reporting Person"), in its capacity as the investment manager of SEB Alternative Strategies and SEB Private Equity, may be deemed to have indirect shared voting and dispositive power with respect to the Shares owned directly by SEB Alternative Strategies and SEB Private Equity. The event triggering the Form 3 filing obligation by SEB Investment Management AB with respect to the Shares occurred on October 20, 2015 when the combined holdings of SEB Alternative Strategies and SEB Private Equity exceeded 10% of the outstanding shares of the Issuer.
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