Filing Details
- Accession Number:
- 0001246360-17-000650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 21:07:11
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 21:07:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544030 | R Andrew Harrison | 19300 International Blvd Seattle WA 98188 | Evp & Cro | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-10 | 1,827 | $65.63 | 16,555 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 180 | $38.76 | 16,735 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-10 | 5,007 | $98.37 | 11,728 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-11 | 1,760 | $0.00 | 13,488 | No | 4 | A | Direct | |
| Restricted Stock Unit | Disposition | 2017-02-11 | 1,780 | $0.00 | 7,440 | No | 4 | J | Direct | |
| Common Stock | Disposition | 2017-02-11 | 487 | $97.35 | 13,001 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-02-13 | 1,396 | $24.40 | 14,397 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-13 | 840 | $38.76 | 15,237 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-13 | 1,573 | $65.37 | 16,810 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-13 | 1,573 | $97.60 | 15,237 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | J | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2017-02-10 | 1,827 | $0.00 | 1,827 | $65.63 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2017-02-10 | 180 | $0.00 | 180 | $38.76 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2017-02-13 | 1,396 | $0.00 | 1,396 | $24.40 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2017-02-13 | 840 | $0.00 | 840 | $38.76 |
| Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2017-02-13 | 1,573 | $0.00 | 1,573 | $65.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,483 | 2017-02-09 | 2026-02-09 | No | 4 | M | Direct |
| 1,680 | 2015-02-11 | 2024-02-11 | No | 4 | M | Direct |
| 0 | 2014-02-11 | 2023-02-11 | No | 4 | M | Direct |
| 840 | 2015-02-11 | 2024-02-11 | No | 4 | M | Direct |
| 3,145 | 2016-02-10 | 2025-02-10 | No | 4 | M | Direct |
Footnotes
- OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,828 ON 2/9/2018; 1,827 ON 2/9/2019; AND 1,828 ON 2/9/2020.
- THE 840 OPTIONS REMAINING WILL VEST ON 2/11/2018.
- COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK.
- COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.
- PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
- OPTIONS REMAINING WILL VEST AS FOLLOWS: 1,572 ON 2/10/2018 AND 1,573 ON 2/10/2019.
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