Filing Details
- Accession Number:
- 0001209191-17-010869
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 19:48:29
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 19:48:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1458962 | Mindbody Inc. | MB | Services-Computer Processing & Data Preparation (7374) | 201898451 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1644596 | Gail Kimberly Lytikainen | 4051 Broad Street Suite 220 San Luis Obispo CA 93401 | Chief Legal Officer &Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-02-10 | 14,750 | $0.00 | 28,782 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-02-10 | 14,750 | $23.90 | 14,032 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2017-02-13 | 6,000 | $0.00 | 20,032 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-02-13 | 6,000 | $24.75 | 14,032 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-10 | 14,750 | $0.00 | 14,750 | $10.62 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-02-10 | 14,750 | $0.00 | 14,750 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-02-10 | 14,750 | $0.00 | 14,750 | $0.00 |
| Class B Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-13 | 6,000 | $0.00 | 6,000 | $10.62 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2017-02-13 | 6,000 | $0.00 | 6,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2017-02-13 | 6,000 | $0.00 | 6,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 107,750 | 2024-09-20 | No | 4 | M | Direct | |
| 14,750 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 101,750 | 2024-09-20 | No | 4 | M | Direct | |
| 6,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock at the election of ReportingPerson.
- Includes 14,032 restricted stock units ("RSUs"), where each RSU represents a contingent right to receive one share of the Issuer's Class ACommon Stock upon settlement.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to$24.40, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide fullinformation regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- 25% of the shares subject to the option vested on July 7, 2015, and 2.0833% of the shares vest monthly thereafter.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expirationdate.
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