Filing Details

Accession Number:
0001214659-17-001161
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-14 19:47:22
Reporting Period:
2017-02-10
Filing Date:
2017-02-14
Accepted Time:
2017-02-14 19:47:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1110647 Oclaro Inc. OCLR Semiconductors & Related Devices (3674) 201303994
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596296 H Michael Fernicola 225 Charcot Ave
San Jose CA 95131
Principal Accounting Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-10 3,557 $9.49 68,908 No 4 F Direct
Common Stock Disposition 2017-02-14 4,563 $10.02 64,345 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Withholding of 3,557 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
  2. Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.