Filing Details
- Accession Number:
- 0001214659-17-001161
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 19:47:22
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 19:47:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1110647 | Oclaro Inc. | OCLR | Semiconductors & Related Devices (3674) | 201303994 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596296 | H Michael Fernicola | 225 Charcot Ave San Jose CA 95131 | Principal Accounting Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-10 | 3,557 | $9.49 | 68,908 | No | 4 | F | Direct | |
Common Stock | Disposition | 2017-02-14 | 4,563 | $10.02 | 64,345 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- Withholding of 3,557 shares to satisfy tax obligations arising in connection with the non-reportable vesting of equity awards.
- Sale subject to Rule 144. Sale of shares pursuant to a Rule 10b5-1 trading plan.