Filing Details

Accession Number:
0001321732-17-000067
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-14 18:47:08
Reporting Period:
2017-02-13
Filing Date:
2017-02-14
Accepted Time:
2017-02-14 18:47:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1321732 Penumbra Inc PEN Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1651325 Sridhar Kosaraju One Penumbra Place
Alameda CA 94502
Cfo And Head Of Strategy No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-13 800 $72.35 490,407 No 4 S Indirect By Trust
Common Stock Disposition 2017-02-13 600 $73.28 489,807 No 4 S Indirect By Trust
Common Stock Disposition 2017-02-13 200 $74.30 489,607 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 S Indirect By Trust
No 4 S Indirect By Trust
Footnotes
  1. The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
  2. This transaction was executed in multiple trades at prices ranging from $71.93 to $72.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. A portion of these shares is subject to vesting.
  4. Shares are held by the Kosaraju Family Trust.
  5. This transaction was executed in multiple trades at prices ranging from $72.95 to $73.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.