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Home > Insider Trading > Filing (0001437749-17-002486)

Filing Details

Accession Number:: 0001437749-17-002486
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2017-02-14 18:09:23
Reporting Period:: 2017-02-02

Filing Date:: 2017-02-14
Accepted Time:: 2017-02-14 18:09:23
Original Submission Date:: 2017-02-06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1431567	Oak Valley Bancorp	OVLY	State Commercial Banks (6022)	262326676

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1662767	Jr Randolph H Holder	125 North Third Avenue Oakdale CA 95361		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-02-02	1,228	$14.26	61,587	No	4	P	Indirect	By Holder Enterprises, LLC
Common Stock	Acquisiton	2017-02-03	1,000	$14.26	62,587	No	4	P	Indirect	By Holder Enterprises, LLC
Common Stock	Acquisiton	2017-02-06	350	$14.27	62,937	No	4	P	Indirect	By Holder Enterprises, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Holder Enterprises, LLC
No	4	P	Indirect	By Holder Enterprises, LLC
No	4	P	Indirect	By Holder Enterprises, LLC

Footnotes

Mr. Holder disclaims beneficial ownership of the securities held by the LLC, except to the extent of his pecuniary interest in the securities (i.e., he owns 25% of the LLC).
Transaction replaces cancelled trade previously reported on 2/6/17 (1,141 shares @ $14.256 on 2/2/17)
Form 4 amendment to correct for a cancelled trade previously reported and include purchase transactions the broker did not make known to Mr. Holder.