Filing Details
- Accession Number:
- 0001209191-17-010682
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 17:52:05
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 17:52:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489393 | Lyondellbasell Industries N.v. | LYB | () | 5 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1326628 | Len Blavatnik | C/O Access Industries, Inc. 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1391297 | Access Industries Holdings Llc | C/O Access Industries, Inc. 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1508220 | R.l. S.a Chemicals International Ai | 33, Rue Du Puits Romain Bertrange N4 L-8070 | No | No | Yes | No | |
1508226 | Access Industries Management, Llc | C/O Access Industries, Inc. 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1508227 | Access Industries, Llc | C/O Access Industries, Inc. 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No | |
1508237 | Ai Investments Holdings Llc | C/O Access Industries, Inc. 730 Fifth Avenue, 20Th Fl New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2016-05-02 | 1 | $84.03 | 41,144,973 | No | 5 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 16,000,000 | Indirect | By entity |
Ordinary Shares | 20,000,000 | Indirect | By LLC |
Footnotes
- Exempt purchase pursuant to Rule 16a-6.
- Reflects a correction to the end of period holdings of one share.
- The securities reported are held directly by AI International Chemicals S.a r.l. ("AIIC") and may be deemed to be indirectly beneficially owned by AI Investments Holdings LLC ("AIIH"), Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because AIIH holds a majority of the outstanding voting interests in AIIC, Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIIH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIIH, and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.
- Each of the reporting persons (other than AIIC) disclaims beneficial ownership of the securities held directly by AIIC except to the extent of any pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- Each of the reporting persons disclaims beneficial ownership of these securities, except to the extent of its or his pecuniary interest therein, and this Form shall not be construed as an admission that any such reporting person is the beneficial owner of any such securities.
- The securities reported are held directly by AI European Holdings S.a r.l. ("AIEH") and may be deemed to be indirectly beneficially owned by Access Industries Holdings LLC, Access Industries, LLC, Access Industries Management, LLC, and Len Blavatnik because Access Industries Holdings LLC, Access Industries, LLC and Access Industries Management, LLC control or own a majority of the voting equity of entities that directly or indirectly control AIEH, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC and Access Industries Holdings LLC and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the voting interests in Access Industries, LLC.
- The securities reported were, at December 31, 2016, held directly by AIPH Holdings LLC ("AIPH") and may be deemed to be indirectly beneficially owned by Access Industries, LLC, Access Industries Holdings LLC, Access Industries Management, LLC and Len Blavatnik because Access Industries Holdings LLC holds a majority of the outstanding voting interests in AIPH Holdings LLC, Access Industries, LLC holds a majority of the outstanding voting interests in Access Industries Holdings LLC, Access Industries Management, LLC controls Access Industries, LLC, Access Industries Holdings LLC and AIPH and Mr. Blavatnik controls Access Industries Management, LLC and a majority of the outstanding voting interests in Access Industries, LLC.