Filing Details
- Accession Number:
- 0001209191-17-010640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 17:47:55
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 17:47:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1357204 | Dunkin' Brands Group Inc. | DNKN | Retail-Eating & Drinking Places (5810) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1656677 | W. Weldon Spangler | C/O Dunkin' Brands Group, Inc. 130 Royall Street Canton MA 02021 | Svp, Br Us & Can | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-10 | 1,096 | $5.03 | 1,396 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 11,500 | $37.26 | 12,896 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 10,132 | $51.67 | 23,028 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 4,830 | $47.39 | 27,858 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-10 | 25,558 | $55.43 | 2,300 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-13 | 5,750 | $37.26 | 8,050 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-13 | 4,830 | $47.39 | 12,880 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-13 | 9,880 | $55.42 | 3,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2017-02-10 | 329 | $0.00 | 329 | $5.03 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2017-02-10 | 767 | $0.00 | 767 | $5.03 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2017-02-10 | 11,500 | $0.00 | 11,500 | $37.26 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2017-02-10 | 10,132 | $0.00 | 10,132 | $51.67 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2017-02-10 | 4,830 | $0.00 | 4,830 | $47.39 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2017-02-13 | 5,750 | $0.00 | 5,750 | $37.26 |
| Common Stock | Option to Purchase Common Stock | Disposition | 2017-02-13 | 4,830 | $0.00 | 4,830 | $47.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-08-06 | No | 4 | M | Direct | |
| 0 | 2020-08-06 | No | 4 | M | Direct | |
| 5,750 | 2023-02-12 | No | 4 | M | Direct | |
| 10,132 | 2021-02-28 | No | 4 | M | Direct | |
| 14,491 | 2022-02-12 | No | 4 | M | Direct | |
| 0 | 2023-02-12 | No | 4 | M | Direct | |
| 9,661 | 2022-02-12 | No | 4 | M | Direct |
Footnotes
- The option has previously vested based upon time criteria (four equal annual installments that began on 08/06/2011).
- This option has previously vested based on time and performance criteria.
- The option vests in four equal annual installments that began on 2/12/2014.
- The option vests in four equal annual installments that began on 02/28/2015.
- The option vests in four equal annual installments that began on 2/12/2016.
Billionaire Hedge Funds
