Filing Details
- Accession Number:
- 0000021175-17-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 17:34:11
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 17:34:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
21175 | Cna Financial Corp | CNA | Fire, Marine & Casualty Insurance (6331) | 366169860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1308943 | Craig D Mense | 333 S. Wabash Ave. Chicago IL 60604 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-13 | 7,371 | $43.14 | 70,363 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-13 | 7,371 | $43.15 | 62,992 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2017-02-13 | 30,000 | $0.00 | 30,000 | $32.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-02-06 | No | 4 | M | Direct |
Footnotes
- The Reporting Person exercised 30,000 Stock Appreciation Rights and as such received a gain of 7,371 shares of the issuers common stock.
- This transaction was executed in multiple trades at prices ranging from $43.15 to $43.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- As previously reported, the Stock Appreciation Rights became exercisable in four equal annual installments beginning on February 6, 2009.
- As previously reported, the Reporting Person received the Derivative Security pursuant to a grant of stock appreciation rights at no cost.