Filing Details
- Accession Number:
- 0000927628-17-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 16:58:56
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 16:58:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927628 | Capital One Financial Corp | COF | National Commercial Banks (6021) | 541719854 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184343 | W Patrick Gross | 1680 Capital One Drive Mclean VA 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-10 | 4,098 | $74.72 | 51,937 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 10,205 | $47.29 | 62,142 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 8,795 | $16.93 | 70,937 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 8,851 | $53.03 | 79,788 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-10 | 9,111 | $54.07 | 88,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-10 | 41,060 | $88.50 | 47,839 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2017-02-10 | 4,098 | $0.00 | 4,098 | $74.72 |
| Common Stock | Stock Options | Disposition | 2017-02-10 | 10,205 | $0.00 | 10,205 | $47.29 |
| Common Stock | Stock Options | Disposition | 2017-02-10 | 8,795 | $0.00 | 8,795 | $16.93 |
| Common Stock | Stock Options | Disposition | 2017-02-10 | 8,851 | $0.00 | 8,851 | $53.03 |
| Common Stock | Stock Options | Disposition | 2017-02-10 | 9,111 | $0.00 | 9,111 | $54.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-04-26 | 2017-04-25 | No | 4 | M | Direct |
| 0 | 2009-04-24 | 2018-04-23 | No | 4 | M | Direct |
| 0 | 2010-04-23 | 2019-04-22 | No | 4 | M | Direct |
| 0 | 2012-05-11 | 2021-05-10 | No | 4 | M | Direct |
| 0 | 2013-05-08 | 2022-05-07 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.40 to $88.61. Information regarding the number of shares sold at each price will be provided upon request.
Billionaire Hedge Funds
