Filing Details
- Accession Number:
- 0001255541-17-000002
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 16:02:16
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 16:02:16
- Original Submission Date:
- 2017-01-03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1642375 | Guardion Health Sciences Inc. | NONE | () | 4/A |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1255541 | Michael Favish | 15150 Avenue Of Science Suite 200 San Diego CA 92128 | Chair, Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-12-31 | 50,000 | $0.00 | 5,550,000 | No | 4 | A | Indirect | Held in the Michael Favish Living Trust Dated Jan 31, 2007 |
| Common Stock | Acquisiton | 2016-12-31 | 684,933 | $0.60 | 6,234,933 | No | 4 | P | Indirect | Held in the Michael Favish Living Trust Dated Jan 31, 2007 |
| Common Stock | Acquisiton | 2016-12-31 | 10,000 | $0.00 | 260,000 | No | 4 | A | Indirect | Held by wife, Karen M. Favish |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Indirect | Held in the Michael Favish Living Trust Dated Jan 31, 2007 |
| No | 4 | P | Indirect | Held in the Michael Favish Living Trust Dated Jan 31, 2007 |
| No | 4 | A | Indirect | Held by wife, Karen M. Favish |
Footnotes
- The Board of Directors removed the vesting requirement such that the shares vest immediately upon issuance.
- Private purchase of Common Stock by exchanging amounts accrued and owed to Michael Favish.
- Grant of restricted stock issue to wife, Karen M. Favish, for services. The Board of Directors removed the vesting requirement such that the shares vest immediately upon issuance.
- Corrected amount from Form 4 filed on 01/03/2017
Billionaire Hedge Funds
