Filing Details
- Accession Number:
- 0001225208-17-003168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 15:18:59
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 15:18:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 720005 | Raymond James Financial Inc | RJF | Security Brokers, Dealers & Flotation Companies (6211) | 591517485 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1182753 | P Jeffrey Julien | 880 Carillon Parkway St. Petersburg FL 33716 | Cfo, Executive Vp - Fin | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-13 | 7,752 | $77.75 | 53,636 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,740 | Indirect | By Spouse |
| Common Stock | 769 | Indirect | By spouse through ESOP |
| Common Stock | 14,419 | Indirect | ESOP |
Footnotes
- The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price. The range of prices for such transaction was $77.43 to $78.03.
- Includes shares of common stock acquired under the reporting person's spouse's ESOP account through February 10, 2017.
- Since the date of the reporting person's last Form 4 reflecting common stock holdings, the reporting person has disposed of 5,000 shares held in his ESOP account pursuant to a diversification election made under the Internal Revenue Code, and his ESOP account has received additional allocations under the ESOP through February 10, 2017.
Billionaire Hedge Funds
