Filing Details
- Accession Number:
- 0001611953-17-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 15:15:40
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 15:15:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
790359 | Nbt Bancorp Inc | NBTB | National Commercial Banks (6021) | 161268674 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204704 | A Martin Dietrich | 52 South Broad Street Norwich NY 13815 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Nbt Bancorp Inc. Common Stock | Acquisiton | 2017-02-10 | 203 | $0.00 | 123,409 | No | 4 | J | Direct | |
Nbt Bancorp Inc. Common Stock | Acquisiton | 2017-02-10 | 23,206 | $28.01 | 146,615 | No | 4 | M | Direct | |
Nbt Bancorp Inc. Common Stock | Disposition | 2017-02-10 | 23,206 | $39.96 | 123,409 | No | 4 | S | Direct | |
Nbt Bancorp Inc. Common Stock | Acquisiton | 2017-02-10 | 328 | $0.00 | 19,608 | No | 4 | J | Indirect | 401k |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Indirect | 401k |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Nbt Bancorp Inc. Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-10 | 23,206 | $39.96 | 23,206 | $28.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-01-31 | 2026-05-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Nbt Bancorp Inc. Common Stock | 340 | Indirect | Custodian for Minor |
Nbt Bancorp Inc. Common Stock | 10,732 | Indirect | NBT Bancorp ESOP |
Footnotes
- Shares acquired under NBT Bancorp Dividend Reinvestment Plan during period of 1/1/2016 to 12/31/2016.
- Shares were purchased through dividend reinvestment from 1/1/2016 through 12/31/2016 through NBT Bancorp Inc. 401k Plan.