Home > Insider Trading > Filing (0001225208-17-003104)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
316709	Schwab Charles Corp	SCHW	Security Brokers, Dealers & Flotation Companies (6211)	943025021

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1562215	A Mark Goldfarb	211 Main Street San Francisco CA 94105		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-02-13	14,345	$19.21	35,492	No	4	M	Direct
Common Stock	Acquisiton	2017-02-13	1,343	$13.67	36,835	No	4	M	Direct
Common Stock	Disposition	2017-02-13	15,688	$40.94	21,147	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2017-02-13	14,345	$0.00	14,345	$19.21
Common Stock	Nonqualified Stock Option (right to buy)	Disposition	2017-02-13	1,343	$0.00	1,343	$13.67

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2023-05-20	No	4	M	Direct
0		2022-12-12	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $40.86 to $40.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The date first exercisable is 5/20/14.
The date first exercisable is 12/12/13.