Filing Details
- Accession Number:
- 0001437749-17-002327
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 10:28:30
- Reporting Period:
- 2016-11-15
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 10:28:30
- Original Submission Date:
- 2016-12-05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1507277 | Park Sterling Corp | PSTB | State Commercial Banks (6022) | 274107242 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1514110 | Iii F. Bryan Kennedy | 1043 East Morehead Street Suite 201 Charlotte NC 28204 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-11-15 | 92,812 | $9.09 | 246,992 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2016-11-15 | 92,812 | $9.52 | 154,180 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-11-28 | 20,000 | $6.50 | 174,180 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-11-28 | 20,000 | $9.76 | 154,180 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2016-11-15 | 92,812 | $0.00 | 92,812 | $9.09 |
| Common Stock | Employee Stock Option | Disposition | 2016-11-28 | 20,000 | $0.00 | 20,000 | $6.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-14 | No | 4 | X | Direct | |
| 206,380 | 2020-08-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,750 | Indirect | Spouse |
Footnotes
- Includes shares inadvertently omitted from the balance of shares owned on the two prior Form 4s and also not reflected on a subsequently filed Form 4.
- The stock options vested in three equal installments on December 14, 2007, 2008, and 2009.
- The stock options representing a right to purchase a total of 226,380 shares became exercisable in three equal installments on August 12, 2011, 2012, and 2013.
Billionaire Hedge Funds
