Filing Details

Accession Number:
0000899243-17-003894
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-13 21:55:31
Reporting Period:
2017-02-09
Filing Date:
2017-02-13
Accepted Time:
2017-02-13 21:55:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33619 Esterline Technologies Corp ESL Industrial Instruments For Measurement, Display, And Control (3823) 132595091
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1377581 First Pacific Advisors, Llc 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
1475492 Mark Landecker 11601 Wilshire Blvd.
Suite 1200
Los Angeles CA 90025
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-09 1,370 $88.67 12,295 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-09 24,820 $88.67 180,000 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-09 2,060 $88.67 18,514 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-09 12,550 $88.67 112,909 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-10 13,190 $88.74 61,971 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-10 7,260 $88.74 98,455 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-10 1,230 $88.74 11,065 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-10 11,640 $88.74 168,360 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-10 1,850 $88.74 16,664 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-10 11,290 $88.74 101,619 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-13 700 $89.87 10,365 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-13 10,740 $89.87 157,620 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-13 260 $89.87 16,404 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-13 6,516 $89.87 95,103 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-13 3,160 $89.87 58,811 No 4 S Indirect See Footnotes
Common Stock Disposition 2017-02-13 5,030 $89.87 93,425 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,863,871 Indirect See Footnotes
Footnotes
  1. Shares of common stock of Esterline Technologies Corporation (the "Issuer") held directly by FPA Select Fund, a series of FPA Hawkeye Fund, LLC ("FPA Select"). First Pacific Advisors, LLC ("FPA") serves as manager of and investment adviser to FPA Select.
  2. Shares of common stock of the Issuer held directly by FPA Select Drawdown Fund, L.P. ("FPA Select Drawdown"). FPA serves as the general partner of and investment adviser to FPA Select Drawdown.
  3. Shares of common stock of the Issuer held directly by FPA Value Partners Fund, a series of FPA Hawkeye Fund, LLC ("FPA Value Partners"). FPA serves as manager of and investment adviser to FPA Value Partners.
  4. Shares of common stock of the Issuer held directly by FPA Global Opportunity Fund, a series of FPA Hawkeye Fund, LLC ("FPA Global Opportunity"). FPA serves as manager of and investment adviser to FPA Global Opportunity.
  5. Shares of common stock of the Issuer held directly by FPA Hawkeye Fund, a series of FPA Hawkeye Fund, LLC ("FPA Hawkeye"). FPA serves as manager of and investment adviser to FPA Hawkeye.
  6. Shares of common stock of the Issuer held directly by FPA Hawkeye-7 Fund, a series of FPA Hawkeye Fund, LLC ("FPA Hawkeye-7", and together with FPA Global Opportunity, FPA Select Drawdown, FPA Select, FPA Value Partners, and FPA Hawkeye, the "Private Investment Funds"). FPA serves as manager of and investment adviser to FPA Hawkeye-7.
  7. FPA may be deemed to share voting and/or investment power over the securities of the Issuer held by each of the Private Investment Funds as the investment adviser to and manager or general partner, as applicable, of each of the Private Investment Funds. In addition, Mr. J. Richard Atwood may be deemed to share voting and/or investment power over the securities of the Issuer held by the Private Investment Funds as a Managing Partner of FPA. Mr. Steven T. Romick may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Hawkeye and FPA Hawkeye-7, as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Managing Partner of FPA. Mr. Brian A. Selmo may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Select Drawdown,
  8. (Continued from footnote 7) FPA Select, and FPA Value Partners, as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Partner of FPA. Mr. Mark Landecker may be deemed to share voting and/or investment power over the securities of the Issuer held by FPA Global Opportunity, FPA Select Drawdown and FPA Select as Portfolio Manager of such funds, and over the securities of the Issuer held by the Private Investment Funds as a Partner of FPA. FPA and Messrs. Atwood, Romick, Selmo and Landecker may be deemed to have a pecuniary interest in a portion of the securities held directly by the Private Investment Funds due to FPA's right to receive performance-based allocations. In addition, Messrs. Romick, Selmo and Landecker may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Global Opportunity,
  9. (Continued from footnote 8) FPA Select and FPA Hawkeye due to their respective ownership interests in such Private Investment Funds, Messrs. Romick and Selmo may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Value Partners due to their respective ownership interests in such Private Investment Fund, and Mr. Romick may be deemed to have an indirect pecuniary interest in a portion of the securities held directly by FPA Hawkeye-7 due to his ownership interest in such Private Investment Fund. Each of FPA and Messrs. Atwood, Romick, Selmo and Landecker disclaims beneficial ownership of securities of the Issuer held directly by the Private Investment Funds except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any of FPA or Messrs. Atwood, Romick, Selmo or Landecker is the beneficial owner of such securities for purposes of Section 16 or any other purpose.
  10. Shares of common stock of the Issuer held directly by FPA Crescent Fund, a series of FPA Funds Trust ("FPA Crescent Fund"). FPA is the investment adviser of FPA Crescent Fund and may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund. In addition, Mr. Atwood may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as a Managing Partner of FPA. Mr. Romick may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as a Portfolio Manager of FPA Crescent Fund and Managing Partner of FPA.
  11. (Continued from footnote 10) Messrs. Selmo and Landecker may be deemed to share voting and/or investment power over shares of common stock of the Issuer held by FPA Crescent Fund as Portfolio Managers of FPA Crescent Fund and Partners of FPA. FPA only receives an asset-based management fee for serving as investment adviser to FPA Crescent Fund and therefore does not have any pecuniary interest in the securities of the Issuer held by FPA Crescent Fund.