Filing Details
- Accession Number:
- 0001179110-17-002318
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 20:45:53
- Reporting Period:
- 2017-02-09
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 20:45:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1375557 | Guidance Software Inc. | GUID | Services-Prepackaged Software (7372) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091426 | J Barry Plaga | 1055 Colorado Blvd. Pasadena CA 91106 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-09 | 252,128 | $0.00 | 655,454 | No | 4 | A | Direct | |
Common Stock | Disposition | 2017-02-13 | 6,136 | $6.79 | 649,318 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- On March 18, 2016 the reporting person was granted a target number of performance-vesting restricted stock shares, with the payout ranging from 0 to 200% of target based on the Company's core product revenue. On February 9, 2017, the Compensation Committee of the Issuer certified the applicable payout, resulting in 126,064 of the shares vesting, and an additional grant of 126,064 shares of restricted Common Stock which shall vest provided the reporting person remains an employee of the Company through December 31, 2017.
- Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.