Filing Details

Accession Number:
0001179110-17-002318
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-13 20:45:53
Reporting Period:
2017-02-09
Filing Date:
2017-02-13
Accepted Time:
2017-02-13 20:45:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1375557 Guidance Software Inc. GUID Services-Prepackaged Software (7372) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1091426 J Barry Plaga 1055 Colorado Blvd.
Pasadena CA 91106
Cfo And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-09 252,128 $0.00 655,454 No 4 A Direct
Common Stock Disposition 2017-02-13 6,136 $6.79 649,318 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Footnotes
  1. On March 18, 2016 the reporting person was granted a target number of performance-vesting restricted stock shares, with the payout ranging from 0 to 200% of target based on the Company's core product revenue. On February 9, 2017, the Compensation Committee of the Issuer certified the applicable payout, resulting in 126,064 of the shares vesting, and an additional grant of 126,064 shares of restricted Common Stock which shall vest provided the reporting person remains an employee of the Company through December 31, 2017.
  2. Represents a sale, pursuant to a Section 10b5-1 Plan, to cover tax withholding obligations upon vesting of certain restricted shares of common stock that were granted under the Company's 2004 Second Amended and Restated Equity Incentive Plan, which grant was exempt from Section 16b.