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Filing Details

Accession Number:: 0000899243-17-003880
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-13 20:37:00
Reporting Period:: 2017-02-09

Filing Date:: 2017-02-13
Accepted Time:: 2017-02-13 20:37:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1112920	Globalscape Inc	GSB	Services-Prepackaged Software (7372)	742785449

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1694574	H Robert Alpert	8214 Westchester Drive, Suite 950 Dallas TX 75225		No	No	Yes	No
1694781	Rha Investments, Inc.	8214 Westchester Drive, Suite 950 Dallas TX 75225		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-02-09	7,500	$3.80	57,500	No	4	P	Indirect	By Atlas Capital Management, L.P.
Common Stock	Acquisiton	2017-02-10	32,500	$3.88	90,000	No	4	P	Indirect	By Atlas Capital Management, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Atlas Capital Management, L.P.
No	4	P	Indirect	By Atlas Capital Management, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,200,000	Indirect	By 210/GSB Acquisition Partners, LLC

Footnotes

This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM").
These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
These shares of the Issuer's common stock are held directly by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"). GSB Acquisition is managed by 210 Capital, LLC ("210 Capital"), its sole member, and Covenant RHA Partners, L.P. ("RHA Partners") and CCW/LAW Holdings, LLC are the members of 210 Capital. RHA Investments is the general partner of RHA Partners and Mr. Alpert is the President and sole shareholder of RHA Investments. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock.
The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225.