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Filing Details

Accession Number:: 0001246360-17-000592
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-02-13 18:56:11
Reporting Period:: 2017-02-10

Filing Date:: 2017-02-13
Accepted Time:: 2017-02-13 18:56:11
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1024478	Rockwell Automation Inc	ROK	Measuring & Controlling Devices, Nec (3829)	251797617

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1204912	D Keith Nosbusch	1201 South Second Street Milwaukee WI 53204		No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-02-10	29,400	$0.00	361,995	No	4	M	Direct
Common Stock	Disposition	2017-02-10	23,471	$150.72	338,524	No	4	S	Direct
Common Stock	Disposition	2017-02-10	5,929	$151.16	332,595	No	4	S	Direct
Common Stock	Disposition	2017-02-10	5,588	$0.00	327,007	No	4	D	Direct
Common Stock	Acquisiton	2017-02-13	39,129	$0.00	366,136	No	4	M	Direct
Common Stock	Disposition	2017-02-13	35,022	$152.54	331,114	No	4	S	Direct
Common Stock	Disposition	2017-02-13	10,699	$153.21	320,415	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	D	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-02-10	29,400	$0.00	29,400	$46.16
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2017-02-13	39,129	$0.00	39,129	$46.16

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
118,600	2010-12-09	2019-12-09	No	4	M	Direct
79,471	2010-12-09	2019-12-09	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	78	Indirect	By Savings Plan

Footnotes

Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 12/31/2016.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $150.11 to $151.10. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $151.11 to $151.48. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $152.07 to $153.06. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $153.0675 to $153.61. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
Represents shares held by a revocable trust of which the reporting person and his spouse are trustees and beneficiaries.