Filing Details

Accession Number:
0001209191-17-010196
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-13 18:45:45
Reporting Period:
2017-02-09
Filing Date:
2017-02-13
Accepted Time:
2017-02-13 18:45:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
860730 Hca Holdings Inc. HCA Services-General Medical & Surgical Hospitals, Nec (8062) 273865930
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1551011 Martin P. Paslick One Park Plaza
Nashville TN 37203
Svp And Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-09 11,264 $5.98 11,908 No 4 M Direct
Common Stock Acquisiton 2017-02-09 6,756 $6.48 18,664 No 4 M Direct
Common Stock Acquisiton 2017-02-09 2,252 $10.92 20,916 No 4 M Direct
Common Stock Acquisiton 2017-02-09 2,252 $15.91 23,168 No 4 M Direct
Common Stock Disposition 2017-02-09 22,524 $83.50 644 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-09 6,758 $0.00 6,758 $5.98
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-09 4,506 $0.00 4,506 $5.98
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-09 2,252 $0.00 2,252 $6.48
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-09 4,504 $0.00 4,504 $6.48
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-09 2,252 $0.00 2,252 $10.92
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-09 2,252 $0.00 2,252 $15.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-08-27 No 4 M Direct
0 2019-08-27 No 4 M Direct
0 2011-08-27 2019-08-27 No 4 M Direct
0 2019-08-27 No 4 M Direct
0 2010-08-27 2019-08-27 No 4 M Direct
0 2019-08-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,248 Indirect By Spouse
Common Stock 149 Indirect By Son
Footnotes
  1. Exercise Price was adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  2. The option was scheduled to vest in three equal annual installments beginning on August 27, 2012. A change in control of the Issuer occurred effective November 1, 2013, resulting in the accelerated vesting of the option as to the shares that remained unvested.
  3. Shares have been adjusted to reflect a 4.505 to 1 stock split that occurred with respect to the Issuer's common stock effective March 9, 2011.
  4. The option vested in equal increments (i) at the end of fiscal year 2012 upon the achievement of certain annual EBITDA performance targets and (ii) upon a change in control (as defined in the 2006 Stock Incentive Plan for Key Employees of HCA Holdings, Inc. and its Affiliates as Amended and Restated) of the Issuer which occurred effective November 1, 2013.
  5. The option vested at the end of fiscal years 2010 and 2011 based upon the achievement of certain annual EBITDA performance targets.
  6. The option vested at the end of fiscal year 2009 based upon the achievement of certain annual EBITDA performance targets.