Filing Details
- Accession Number:
- 0001661556-17-000001
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 18:43:33
- Reporting Period:
- 2016-12-31
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 18:43:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1647509 | Forest City Realty Trust Inc. | FCEA/FCEB | Real Estate Investment Trusts (6798) | 474113168 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1661556 | Jr F Duane Bishop | 50 Public Square, Suite 1100 Cleveland OH 44113 | Exec Vp & Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2016-08-08 | 2,000 | $23.46 | 9,260 | No | 5 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 3,658 | Direct | |
| Class A Common Stock | 6,223 | Direct | |
| Class A Common Stock | 4,445 | Direct | |
| Class A Common Stock | 11,938 | Direct | |
| Class A Common Stock | 9,607 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2007 Stock Option Grant (right to buy) | $65.35 | 2009-03-29 | 2017-03-29 | 10,000 | 10,000 | Direct |
| Class A Common Stock | 2008 Stock Option Grant (right to buy) | $36.38 | 2010-06-18 | 2018-06-18 | 7,107 | 7,107 | Direct |
| Class A Common | 2013 Performance Shares | $0.00 | 2016-12-31 | 1988-08-08 | 6,929 | 6,929 | Direct |
| Class A Common | 2014 Performance Shares | $0.00 | 2017-12-31 | 1988-08-08 | 8,259 | 8,259 | Direct |
| Class A Common | 2015 Performance Shares | $0.00 | 2017-12-31 | 1988-08-08 | 5,926 | 5,926 | Direct |
| Class A Common | 2016 Performance Shares | $0.00 | 2018-12-31 | 1988-08-08 | 17,908 | 17,908 | Direct |
| Class A Common | 2015 Out Performance Shares | $0.00 | 2017-12-31 | 1988-08-08 | 32,000 | 32,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-03-29 | 10,000 | 10,000 | Direct |
| 2018-06-18 | 7,107 | 7,107 | Direct |
| 1988-08-08 | 6,929 | 6,929 | Direct |
| 1988-08-08 | 8,259 | 8,259 | Direct |
| 1988-08-08 | 5,926 | 5,926 | Direct |
| 1988-08-08 | 17,908 | 17,908 | Direct |
| 1988-08-08 | 32,000 | 32,000 | Direct |
Footnotes
- 2013 Restricted Stock Grant - 25% vest on 4/08/2015; 25% vest on 4/08/2016; and 50% vest on 4/08/2017.
- 2014 Restricted Stock Grant - 0% vest on 3/28/2015; 25% vest on 3/28/2016; 25% vest on 3/28/2017; and 50% vest on 3/28/2018.
- 2015 Restricted Stock Grant - 25% vest on 3/26/2016; 25% vest on 3/26/2017; and 50% vest on 3/26/2018.
- 2016 Restricted Stock Grant - 25% vest on 3/23/2017; 25% vest on 3/23/2018; and 50% vest on 3/23/2019.
- Shares are held by transfer agent in a direct registration account.
- Shares held in street account with Wells Fargo.
- 2007 Stock Option Grant - 25% exercisable 3/29/2009; 25% exercisable 3/29/2010; and 50% exercisable 3/29/2011.
- 2008 Stock Option Grant - 25% exercisable 6/18/2010; 25% exercisable 6/18/2011; and 50% exercisable 6/18/2012.
- Performance Shares Award - granted 4/08/2013 - performance period is from February 1, 2013 to December 31, 2016. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $17.60 per share. There is no fixed expiration date.
- Performance Shares Award - granted 3/28/2014 - performance period is from January 1, 2014 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $18.73 per share. There is no fixed expiration date.
- Performance Shares Award - granted 3/26/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $24.62 per share. There is no fixed expiration date.
- Performance Shares Award - granted 3/23/2016 - performance period is from January 1, 2016 to December 31, 2018. Awards will be available to the grantee at the end of the performance period provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 200% of the number of Performance Shares granted. Fair market value on date of grant is $20.94 per share. There is no fixed expiration date.
- Out Performance Shares Award - granted 3/27/2015 - performance period is from January 1, 2015 to December 31, 2017. Awards will vest 50% on December 31, 2017 and 50% on December 31, 2018 and will be available to the grantee provided that certain performance criteria are met. The actual number of shares earned could range from 0 to 300% of the number of Performance Shares granted. Fair market value on date of grant is $25.31 per share. There is no fixed expiration date.
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