Filing Details

Accession Number:
0000920112-17-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-13 17:08:27
Reporting Period:
2017-02-10
Filing Date:
2017-02-13
Accepted Time:
2017-02-13 17:08:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216132 Jr W John Cox 1398 Central Ave.
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-10 2,497 $45.60 0 No 4 S Indirect Conrol Shareholder
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Conrol Shareholder
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,425 Direct
Common Stock 20,865 Indirect Control Shareholder
Common Stock 2,497 Indirect Conrol Shareholder
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Director Restricted Stock Unit $0.00 1,470 0 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1,470 0 Direct
Footnotes
  1. These shares participate in a Dividend Reinvestment Plan.
  2. These shares are held by John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder.
  3. These shares are held by McJoyce, Inc. Reporting person is managing, controlling shareholder.
  4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  5. These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.