Filing Details
- Accession Number:
- 0000920112-17-000085
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 17:08:27
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 17:08:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1216132 | Jr W John Cox | 1398 Central Ave. Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2017-02-10 | 2,497 | $45.60 | 0 | No | 4 | S | Indirect | Conrol Shareholder |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Conrol Shareholder |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,425 | Direct | |
Common Stock | 20,865 | Indirect | Control Shareholder |
Common Stock | 2,497 | Indirect | Conrol Shareholder |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Director Restricted Stock Unit | $0.00 | 1,470 | 0 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
1,470 | 0 | Direct |
Footnotes
- These shares participate in a Dividend Reinvestment Plan.
- These shares are held by John W. Cox Jr. Inc. Reporting person is managing, controlling shareholder.
- These shares are held by McJoyce, Inc. Reporting person is managing, controlling shareholder.
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units are granted under the 2012 Long-term Incentive Plan. These shares are subject to a one (1) year vesting schedule.