Filing Details
- Accession Number:
- 0001126328-17-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 17:00:27
- Reporting Period:
- 2017-02-09
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 17:00:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1126328 | Principal Financial Group Inc | PFG | Accident & Health Insurance (6321) | 421520346 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278726 | D Deanna Strable-Soethout | 711 High Street Des Moines IA 50392 | President - Us Ins. Solutions | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-09 | 1,406 | $11.07 | 38,254 | No | 4 | M | Indirect | By Spouse |
| Common Stock | Disposition | 2017-02-09 | 1,406 | $60.00 | 36,848 | No | 4 | S | Indirect | By Spouse |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Spouse |
| No | 4 | S | Indirect | By Spouse |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-09 | 1,406 | $0.00 | 1,406 | $11.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-02-24 | 2019-02-24 | No | 4 | M | Indirect |
Footnotes
- Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.
Billionaire Hedge Funds
