Filing Details
- Accession Number:
- 0000921895-17-000310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 17:00:23
- Reporting Period:
- 2017-01-23
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 17:00:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1076522 | Ictv Brands Inc. | ICTV | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
923666 | H Norman Pessin | C/O Levy, Harkins &Amp; Co., Inc. 366 Madison Avenue, 14Th Floor New York NY 10017 | No | No | No | Yes | |
936979 | F Sandra Pessin | C/O Norman Pessin 366 Madison Avenue, 14Th Floor New York NY 10017 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-01-23 | 3,529,412 | $0.34 | 5,696,079 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,240,484 | Indirect | By: Norman H. Pessin |
Footnotes
- This Form 4 is filed jointly by Norman H. Pessin and Sandra F. Pessin (collectively, the "Reporting Persons"). Each Reporting Person may be deemed to be a member of a Section 13(d) group along with Diana S. Pessin and Brian L. Pessin, that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. Each Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his or her pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
- Shares beneficially owned by Norman H. Pessin, Sandra F. Pessin's spouse. Sandra F. Pessin expressly disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.
- Shares purchased on January 23, 2017 pursuant to a Securities Purchase Agreement with the Issuer and the other investors named therein (including Sandra F. Pessin) entered into on October 4, 2016.
- Norman H. Pessin expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.