Filing Details
- Accession Number:
- 0001127602-17-005391
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 16:11:36
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 16:11:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628588 | R Brian Niccol | 1 Glen Bell Way Irvine CA 92618 | Ceo, Taco Bell | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-10 | 35,231 | $28.22 | 36,910 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-10 | 23,293 | $68.18 | 13,617 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-02-10 | 11,938 | $68.17 | 1,679 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Acquisiton | 2017-02-10 | 70,423 | $0.00 | 70,423 | $68.00 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-02-10 | 35,231 | $0.00 | 35,231 | $28.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,423 | 2027-02-10 | No | 4 | A | Direct | |
| 25,172 | 2015-05-20 | 2020-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,969 | Indirect | By 401(k) Plan |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $68.12 to $68.25. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $68.11 to $68.24. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs 25% per year beginning one year from grant date.
Billionaire Hedge Funds
