Filing Details
- Accession Number:
- 0001614094-17-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 16:10:52
- Reporting Period:
- 2016-11-30
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 16:10:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002047 | Netapp Inc. | NTAP | Computer Storage Devices (3572) | 770307520 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1447874 | K Matthew Fawcett | 495 East Java Drive Sunnyvale CA 94089 | Svp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2016-11-30 | 456 | $21.31 | 1,648 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2017-02-09 | 25,000 | $29.44 | 26,648 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-09 | 25,000 | $39.45 | 1,648 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-09 | 25,000 | $39.45 | 25,000 | $29.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-05-31 | No | 4 | M | Direct |
Footnotes
- Shares purchased under the NetApp 1999 Employee Stock Purchase Plan.
- Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.