Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001594628-17-000002)

Filing Details

Accession Number:: 0001594628-17-000002
Form Type:: 5
Zero Holdings:: No
Publication Time:: 2017-02-13 13:46:03
Reporting Period:: 2016-12-31

Filing Date:: 2017-02-13
Accepted Time:: 2017-02-13 13:46:03
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
791963	Oppenheimer Holdings Inc	OPY	Security Brokers, Dealers & Flotation Companies (6211)	980080034

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1594628	S Robert Lowenthal	85 Broad Street New York NY 10004		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Non-Voting Common Stock	Acquisiton	2016-02-26	26	$14.40	3,449	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan
Class A Non-Voting Common Stock	Acquisiton	2016-05-27	24	$15.74	3,473	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan
Class A Non-Voting Common Stock	Acquisiton	2016-08-26	24	$16.20	3,497	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan
Class A Non-Voting Common Stock	Acquisiton	2016-11-25	22	$17.15	3,519	No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan
No	5	P	Indirect	Held in the Oppenheimer & Co. Inc. 401K Plan

Footnotes

The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan.