Filing Details

Accession Number:
0001493152-17-001373
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-13 10:32:49
Reporting Period:
2017-02-09
Filing Date:
2017-02-13
Accepted Time:
2017-02-13 10:32:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Pen Inc. PENC Coating, Engraving & Allied Services (3470) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1022732 J Ronald Berman 701 Brickell Avenue, Suite 1550
Miami FL 33131
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-02-09 100 $1.55 84,083 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-09 112 $1.60 84,195 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-09 267 $1.75 84,462 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-09 21 $1.70 84,483 No 4 P Direct
Class A Common Stock Acquisiton 2017-02-09 1,458 $1.65 85,941 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct