Home > Insider Trading > Filing (0001225208-17-002883)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
275694	Barings Corporate Investors	MCI	()	042483041

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1194963	M Clifford Noreen	1500 Main Street P. O. Box 15189 Springfield MA 01115	Chairman Of Fund	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares ("Shares Of Beneficial Interest")	Acquisiton	2017-02-10	10,000	$14.65	20,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Shares ("Shares Of Beneficial Interest")	Babson Capital Non Qualified Thrift Plan	$0.00			181,211	181,211	Direct
Common Shares ("Shares Of Beneficial Interest")	Babson Capital Non-Qualified Thrift Plan - TA	$0.00			7,502	7,502	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	181,211	181,211	Direct
	7,502	7,502	Direct

Footnotes

Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.