Filing Details
- Accession Number:
- 0000899243-17-003653
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-10 20:28:37
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-10
- Accepted Time:
- 2017-02-10 20:28:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1118417 | Model N Inc. | MODN | Services-Computer Programming, Data Processing, Etc. (7370) | 770528806 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571039 | Zack Rinat | C/O Model N, Inc. 1600 Seaport Boulevard, Ste 400 Redwood City CA 94063 | Ceo And Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-10 | 2,905 | $10.09 | 26,907 | No | 4 | P | Indirect | By GADD, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GADD, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,285,205 | Direct | |
Common Stock | 666,666 | Indirect | By the Danielle Rinat Family Heritage Trust dated December 12, 2005 |
Common Stock | 666,666 | Indirect | By the Gahl Rinat Family Heritage Trust Dated December 12, 2005 |
Common Stock | 36,310 | Indirect | By the Gahl Rinat Trust |
Common Stock | 36,311 | Indirect | By the Danielle Rinat Trust |
Common Stock | 1,666,666 | Indirect | By the Rinat Family 2006 Trust Dated December 13, 2006 |
Footnotes
- Includes an additional 72,667 and 34,666, and a net loss of 28,667 shares of common stock issued upon the vesting of Performance-Based RSUs ("PB-RSUs") granted to the Reporting Person on December 6, 2013 in connection with the achievement of 209%, 152% and 57%, respectively, of certain performance criteria related to the Reporting Person's PB-RSUs.
- Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $9.85 to $10.10. The reporting person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- Mr. Rinat is the sole director and Chief Executive Officer of GADD, Inc. ("GADD"). Mr. Rinat and Orli Rinat are trustees of the Rinat Family 2006 Trust Dated December 13, 2006 (the "Trust"). The Trust is the sole shareholder of GADD. Accordingly, Mr. Rinat may be deemed the beneficial owner of all shares held by the Trust and GADD.