Filing Details
- Accession Number:
- 0000899243-17-003639
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2017-02-10 19:43:13
- Reporting Period:
- 2017-02-10
- Filing Date:
- 2017-02-10
- Accepted Time:
- 2017-02-10 19:43:13
- Original Submission Date:
- 2017-02-03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1470981 | Henry Ji | C/O Sorrento Therapeutics, Inc. 9380 Judicial Drive San Diego CA 92121 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-10 | 20,000 | $5.15 | 37,776 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This amended report on Form 4 is being filed to amend the Form 4 filed by the reporting person on February 3, 2017 to correct the transaction date, which was inadvertently reported as February 3, 2017.