Filing Details

Accession Number:
0000899243-17-003635
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-10 19:36:13
Reporting Period:
2017-02-08
Filing Date:
2017-02-10
Accepted Time:
2017-02-10 19:36:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1687187 Ramaco Resources Inc. METC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1370287 Jr Howard W Keenan 410 Park Avenue
19Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2017-02-08 14,998,765 $0.00 14,998,765 No 4 J Indirect See footnote
Common Stock, $0.01 Par Value Acquisiton 2017-02-08 3,749,691 $0.00 3,749,691 No 4 J Indirect See footnote
Common Stock, $0.01 Par Value Acquisiton 2017-02-08 5,673,077 $0.00 5,673,077 No 4 J Indirect See footnote
Common Stock, $0.01 Par Value Disposition 2017-02-08 227,240 $13.50 14,771,525 No 4 S Indirect See footnote
Common Stock, $0.01 Par Value Disposition 2017-02-08 56,810 $13.50 3,692,881 No 4 S Indirect See footnote
Common Stock, $0.01 Par Value Disposition 2017-02-08 85,950 $13.50 5,587,127 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 J Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Footnotes
  1. Immediately prior to the closing of the initial public offering of Ramaco Resources, Inc. (the "Issuer") and pursuant to the Master Reorganization Agreement dated as of February 1, 2017 by and among Ramaco Development, LLC ("Ramaco Development"), the Issuer, Ramaco Merger Sub LLC, a wholly owned subsidiary of the Issuer ("Merger Sub"), and the other parties thereto, (i) the preferred units in Ramaco Development were converted into common units ("Units"), and (ii) Ramaco Development merged into Merger Sub, and certain existing owners received, as consideration in the merger, shares of the Issuer's common stock, with such shares of common stock allocated among the existing owners pro rata based on their relative ownership of Units.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose.
  3. These securities are owned directly by Yorktown Energy Partners IX, L.P. ("Yorktown IX"). The reporting person is a member and manager of Yorktown IX Associates LLC, the general partner of Yorktown IX Company LP, the general partner of Yorktown IX.
  4. These securities are owned directly by Yorktown Energy Partners X, L.P. ("Yorktown X"). The reporting person is a member and manager of Yorktown X Associates LLC, the general partner of Yorktown X Company LP, the general partner of Yorktown X.
  5. These securities are owned directly by Yorktown Energy Partners XI, L.P. ("Yorktown XI"). The reporting person is a member and manager of Yorktown XI Associates LLC, the general partner of Yorktown XI Company LP, the general partner of Yorktown XI.